• WE ARE UNITED

  • WE ARE ADVISORS


GET STARTED

AN INTRODUCTION


United Advisors is an advisor and wealth management support platform focused on helping our affiliates and partners progress toward their personal and professional goals. Centralizing many of the back and middle office functions, we help streamline the needs of growing advisory firms, allowing advisors to focus on business development, succession planning and acquisitions. UA provides different affiliation models allowing flexibility as to how advisors run their businesses at specific transition points in their business life cycle.

Advisor Services

Advisor Support Platform

Investment Management

Our Advisory Platform

Wealth Management

Ever Moving Forward.

Our Numbers

2004 Established

9001 ISO
50 STATES

 

THE DETAILS


OUR TEAM


Being a team is fundamental to United Advisors. We comprised of many members, here are just a few:

Mark Penske

Chairman & CEO


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Mark Penske is Chairman, Chief Executive Officer and founder of United Advisors. Mark began his investment career at Merrill Lynch in San Diego. His career path led him to New York City and to Citigroup’s Smith Barney. Over a two-year period at Smith Barney, Mark built the Penske & Peter Team around the core belief that teamwork is the key to providing a total solution for clients. Eventually the draw to independence won out and Mark left Smith Barney to form what is now known as United Advisors, LLC and affiliated companies. United Advisors provides wealth management services to investors, in addition to back office and administrative support to Advisors and Advisory firms across the United States.

Jaclyn Sandler

Chief Operating Officer


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Jaclyn Sandler is Vice President of Business Services, a role that involves managing administration and office operations for United Advisors. She is charged with human resources, recruiting, employee training and ensuring the smooth flow of client services between clients and United Advisors. She also serves as the liaison for all Professional Alliance contacts for whom she fulfills information and marketing requests about the firm.

Jackie began her career as an event planner right out of college before joining Smith Barney, where she gained broad experience through the years. She was a client service administrator, a member of the compliance review team and a member of the new employee training team. Since the day Mark Penske invited Jackie to join United Advisors in the first days of its formation, she has provided the administrative backbone for the company, a role that has grown along with the firm, resulting in additional responsibilities for staffing and supervision.

Jackie graduated Binghamton University with a BA in Mathematics. She holds the series 7, 24 and 63 licenses but is not currently in production.

The consummate New Yorker, she is a huge theatre buff and enjoys traveling to Europe and beyond. Jackie is also a board member of the Young Professional Association for the National Foundation for Facial Reconstruction (NFFR).

Darin Pope

Chief Investment Officer


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Darin Pope is Senior Vice President and Chief Investment Officer. With over 20 years of experience in financial services, Darin Pope has spent most of his career as both portfolio manager and financial advisor. Combining an appreciation for securities analysis as well as client and advisor relationships, he has managed portfolios and developed communication strategies for both audiences.

Darin has earned the CFP® and CFA designations as well as an MBA – continually striving to acquire the knowledge necessary to serve clients with complex financial needs. He is a past President and current Chairman of the Financial Planning Association of Northern New England (FPANNE) and a past board member of the Financial Planning Association of New Jersey (FPANJ). He is also the past President of the Vermont CFA Society, a group of professionals and portfolio managers dedicated to maintaining high industry standards for professionalism and ethics.

Darin has earned the Series 7, 24, 53, 63, and 65 registrations and has secured his life and health insurance licenses. After receiving his Bachelors degree in Economics from Bates College, studying comparative economics in Eastern Europe and Russia as well as economic policy in Washington, DC. He subsequently attended Boston University, where he earned his Masters in Business Administration.

Darin served in Mali, West Africa as a Peace Corps Volunteer and has remained quite active on nonprofit boards in the communities he has lived. In Burlington, Vermont he served on the boards of the Champlain Senior Center, March of Dimes Vermont Chapter, and the First Night Burlington.

Darin enjoys adventure travel – including hiking, snorkeling, kayaking and dog-sledding. He has hiked up Aconcagua, the highest mountain in the world outside of the Himalayas, has bungee-jumped 44 stories into a New Zealand canyon, taken a motorized hang-glider around the volcanoes of Hawaii, dogsled across the arctic island of Svalbard, and crossed the Sahara. He and his wife, Sharon, live in Rye, NH.

Steven Rosner

Advisor Management Consultant


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Steve Rosner is the Advisor Management Consultant for United Advisors. In this capacity, Steve works with both existing advisors at the firm, and also new advisors transitioning to United Advisors, in both utilizing and integrating various platforms and capabilities available to them into their business.

Before joining United Advisors in February, 2011, Steve spent 24 years as a Financial Advisor at Merrill Lynch. At Merrill Lynch, Steve developed a successful practice helping clients structure balanced portfolios utilizing individual stocks, ETF’s, and fixed income securities. He has licenses in both the series 7 and 63.

Steve has an economics degree from Southern Connecticut State University. He lives in Northern New Jersey with his wife Anne.

ADVISOR TESTIMONIALS


  • We were selective and thoughtful in establishing a quality alliance with United Advisors and our law firm. It is no surprise that our clients have consistently thanked us for the introduction. United Advisors is an extremely competent, professional, and service-driven wealth management firm that offers the complementary financial services that our clients need in order to navigate their complex financial lives.

    Anthony Vespa

  • After thirty years in the financial services industry, I was looking to partner with a firm that would give me the confidence that my clients were well taken care of while giving me the opportunity to enjoy life outside of work. I feel very fortunate to have found in United Advisors a group of individuals who are caring, personable and competent at managing client relationships. Throughout the past year, I have been able to monetize my life's accomplishments and stay involved at a level of my choosing.

    Susan Wyckoff

  • United Advisors provided my 20 year old financial advisory practice with a succession plan that has ultimately allowed me and my family to have a positive, secure retirement and most importantly has taken care of all of my clients and their financial needs. After having been my clients trusted advisor for so many years it gives me the peace of mind to know that my clients are in great hands with the excellent professionals and support staff at United Advisors.

    Vernon Current

  • Working with United Advisors has enabled us to service our individual and business accounting clients better and offer them individual financial services. From the beginning of the strategic alliance and prior to any client communication, United Advisors and my firm each had clearly defined responsibilities, outlined in a Letter of Understanding "LOU". UA delivered on their investment philosophy and process, minimum and ideal revenue goals for the first year. The document outlined a communication/positioning strategy for potential clients/opportunities, and finally defined how the revenue and expenses would be shared. Bottom line, there were no surprises and my clients have been serviced better than I could have ever imagined.

    Brian Murray CPA

CONTACT US


We are located on the 17th Floor of 40 Wall Street in the Financial District of New York City.

40 Wall Street
New York, NY 10005
(212) 444-2362
admin@uawealth.com
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